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Archive :
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When looking for a financial advisor, make sure you ask how they’re compensated.
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I had long wanted to attend one of these steak dinners, and if you are in or near retirement, or sort the mail of people who are, you might be curious about them as well. Such dinners have been a cause for concern.
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A new report by Finra on its 2022 exam findings shows a significant number of product switches have not been in customers’ best interests.
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What do most Americans do with their money? Make mistakes, apparently.
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Highlights include CRATs and monetized installment sales.
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The Finra penalty included a fine of $200,000 and restitution to clients of $498,000 plus interest.
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“Retirement Asset Planning” Presentation by Michael Simon for the Fall 2023 workshop series
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2023: ASK First Form signed by Michael Simon
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2023: ASK First Form signed by Paul Horn
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2023: ASK First Form signed by Claire Thornton
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