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Agency files record number of cases in fiscal 2012; more of the same coming.

An investor website is promising to give clients their first clear look under the hood of their brokerage accounts to see whether they are getting a good deal for the prices that they pay.

Hedgies back to out-earning mutual fund counterparts by a ton. Life remains good for hedge fund managers.

Regulator backtracks from earlier, broader rule interpretation.

What is an advisor’s true fiduciary duty?

The Certified Financial Planner Board of Standards has written a letter to the Consumer Financial Protection Bureau urging the recently established agency to create a ratings system for financial certifications and designations.

FEEL Ask First Blank Form

It’s Your Money: Quiz Answers.

Don’t get hit by the pitch: How Advisers Manipulate You.

When Kevin Keller left the Association for Financial Professionals for the top spot at the Certified Financial Planner Board of Standards in 2007, the organization, then based in Denver, faced a crisis of confidence – internally and externally.