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When I was a child, my father used to joke with me saying, “Nancy, remember, it is just as easy to fall in love with a rich guy as a poor one.

FYI, there’s a dizzying array of planner names and designations – and no one title describes everything clients want.

Chase Investment Services Corp., a division of JPMorgan Chase, will have to reimburse brokerage customers $1.9 million.

Dozens of brokers serving Fidelity Brokerage Services LLC’s most affluent clients left the firm last year…

A Financial Industry Regulatory Authority arbitration panel has ordered Wedbush Securities and one of its former brokers to pay $2.9 million in damages and fees to an elderly investor who allegedly fell victim to a faulty investment scheme.

Brokerage generated 11% profit margin in Q1, still well below its stated goal; more work ahead.

Those financial planning designations just keep on coming, and investor lawsuits may not be far behind, some in the industry say.

Financial titles can mislead, entrap unwary. Not everyone has expertise or your interests at heart.

Pity the older people. They just can’t catch a break. Preyed upon by relatives, caregivers and con men, they are also, experts say, ill-equipped to choose someone to advise them on their finances.

Urges consumer bureau to devise system to rank designations.