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Not an ‘attempt to change all brokers into advisers,’ Roper says.

Not an ‘attempt to change all brokers into advisers,’ Roper says.

Virtual database of actions replaces old paper-based system; not a response to BrightScope, spokeswoman says.

Small and mid-size B-Ds could be on thin ice if transactions slow – and the economy heads south.

This database tracks allegations in criminal cases of fraudulent or related dishonest conduct.

If you read this column regularly, don’t kid yourself: You’re a financial nerd. And the weird thing is, people respect you.

Reading a reporter’s insights into Wall Street or Washington is typically as much fun as dealing with a case of poison ivy, but Gary Weiss’ latest book is an exception.

H.E.L.P. is working with two other non-profit service groups to provide consumers with even-handed information.

Women control $14 trillion in personal wealth assets. By 2020, they are expected to control $22 trillion.

Rich Arzaga owns a luxury home in San Ramon, California, but he’s not betting on it as an investment.