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Chase Investment Services Corp will have to reimburse brokerage customers $1.9 million over the sale of unit investment trusts and floating rate loan funds not deemed suitable for them.

Survey reveals investors confused by crush of options – and not sure what they are.

Last dance for Florida firm that hawked Provident Reg D offering; lawyer claims Finra was the bigger problem, however.

So-called father of indexing still not a fan of exchange-traded funds; ‘making a muddy pool muddier’.

Bank settles allegations that its B-D sold pool of mortgages to clients then bet against them.

Increases account minimum to $250,000 in bid to bring in wealthier clients.

Claim employer put retirement assets in proprietary funds that incurred $20M in excess costs.

Selling, then renting and investing, a better strategy.

A new study refutes founder’s concerns that exchange-traded funds encourage excessive trading.

To launch short-term TIPS fund later this year at half the cost of iShares.